What does the term "subpoena" refer to in a compliance context?

The term "subpoena" in a compliance context specifically refers to a document that orders an individual to appear in court or produce specific evidence. This legal tool is essential in the compliance and regulatory framework as it compels the appearance of a witness or the submission of documents relevant to a legal case or investigation. Subpoenas are often issued by courts or attorneys in the course of legal proceedings and serve to gather necessary information to ensure adherence to laws and regulations.

Understanding this term is crucial for professionals in compliance as it highlights the legal obligations that may arise during audits, investigations, or litigation, reinforcing the need for robust data management and compliance practices within organizations. The other options, while related to legal processes, do not accurately capture the specific function of a subpoena.